Ephemeral Messaging: Making Sense of Government Guidance to Craft a Company-Wide Policy, Hosted by TRACE International

Following the March 2023 release of the DOJ’s updated Evaluation of Corporate Compliance Programs, and SEC and CFTC’s recent investigative focus on the use of ephemeral messaging platforms within large financial institutions, there has been a heightened concern among compliance professionals regarding how to best police the use of such applications. This panel will discuss the changes in recent guidance as well as walk through practical examples that illustrate associated challenges and how to overcome them.