Jessica D. Cohn

Represented an investment adviser in connection with the acquisition of assets of another investment adviser and acquisition of exclusive licensing rights to use the index tracked by the newly created series.

Advised a closed-end fund in connection with its refinancing of two separate series of variable rate muni fund term preferred shares, which involved the declaration of a special terms period for each series.

Represented an investment adviser in connection with fund adoptions, including related agreements and fund proxy solicitation documents, involving the transfer of management of mutual funds from one investment adviser to another.

Advised multiple clients on registering with the SEC as a broker-dealer and obtaining FINRA membership through the FINRA new membership application (NMA) process.

Negotiated the resolution of SEC staff comments regarding registration statements relating to fund launches.