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Caroline N. Roethlisberger

Caroline Roethlisberger is an associate and a member of the Asset Management and Investment Funds practice. Caroline assists registered investment companies and their independent board members with regulatory and compliance matters arising under US federal securities laws.

Prior to joining the firm, Caroline was a corporate legal intern for an investment management company. In this role, Caroline researched proposed securities regulations and mutual fund board compliance issues for legal departments. She also served as a summer associate at the firm in 2023.

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