Reverberations from the momentous changes to Regulation D and exempt offerings are being felt throughout the financial industry as companies race forward with creative new models of financing. Enthusiasm for the Reg A+ and federal crowdfunding regulations has brought with it not only new and diverse ways for raising capital, but also a new set of concerns for companies, funds, and financial intermediaries. Modernized intrastate offering rules and the expansion of Rule 504 likewise add to the menu of financing alternatives that counsel must understand and consider in appropriate circumstances. This advanced annual program will equip you to advise your clients on the profound issues in today’s private placement marketplace. Our distinguished faculty – including current and former SEC, state, and FINRA regulators, experienced practitioners, and industry participants– will share insights as they analyze the SEC rules and how market practice has responded, review current pertinent federal and state laws and regulations, and examine such timely topics as:
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CLE credit is available.