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Kathryn Miller

Associate
+1.503.226.5742
Fax +1.503.553.6242
Kat Miller is an associate in the Portland office. She is a member of the corporate, mergers and acquisitions, and investment management groups. Ms. Miller focuses her practice on advising clients on corporate governance, mergers and acquisitions and alternative investment fund issues. She has experience with corporate clients in a variety of industries including food and beverage, retail, transportation and healthcare. She also advises domestic and offshore private fund managers on organizational, regulatory and securities compliance matters. Ms. Miller works with investors and investment advisers who deal with private equity funds, venture capital funds, hedge funds and other private investment funds.

Professional Background

Prior to joining K&L Gates, Ms. Miller was an associate in the Corporate and Investment Funds and Adviser departments at a law firm in San Francisco.

Professional/Civic Activities

  • Member, California State Bar Association
  • Member, American Bar Association
  • Member, 100 Women in Finance
  • Member, Portland Alternative Investment Association
  • Secretary and Steering Committee Member, Association of Women in Alternative Investing, 2014-2017
  • Volunteer Supervising Attorney, University of California Hastings College of the Law Startup Legal Garage, 2015-2017
  • Committee Member, EMI Foundation, a nonprofit specializing in alternative dispute resolution education, 2015-2017
Mergers & Acquisitions
  • Represented a retail outlet with hundreds of stores in a merger with a publicly traded company for $425 million.
  • Represented a waste management company in multiple acquisitions for various hauling operations, transfer stations and processing centers in multiple jurisdictions.
  • Represented an investment adviser in the sale of an investment management firm with over $2.7 billion in assets under management.
  • Represented the sellers of businesses in the information technology, healthcare and food production industries to private equity firms.
  • Represented an information technology company merge Italian operations with U.S. operations.
  • Represented numerous private start-up companies with formation, governance, equity incentive plans and grants, employment and commercial contracting issues.
Investment Funds
  • Represented exempt, state-registered and SEC-registered investment advisors in the formation of dozens of private funds in the U.S. and Cayman Islands.
  • Represented a private equity manager’s $2 billion estate in the disposition of interests in private equity funds with holdings in China, India, Vietnam, Cayman Islands and the U.S.
  • Advised investment managers on compliance with SEC, CFTC, Department of Labor and state securities laws and regulations.
  • Represented registered investment advisers dealing with SEC inspections and examinations.
Other Matters
  • Represented public charities in formation and application for tax exempt status.
  • Represented multiple startup clients through the University of California Hastings College of the Law Startup Legal Garage as a supervising attorney instructing law students.