Prior to joining the firm, Mr. Dupuy was Vice President and Senior Counsel for State Street Corporation assisting State Street Fund Administration as well as clients of State Street that offer registered investment companies, business development companies, and other pooled investment vehicles.
Prior to his work at State Street, Mr. Dupuy served as Vice President and Assistant General Counsel for an insurance company subsidiary of Goldman Sachs. In this role, Mr. Dupuy advised the company and its affiliates in all matters relating to licensing, state insurance matters, broker-dealer regulation, variable product filings, compliance, board governance, mergers and acquisitions, and co-insurance and reinsurance transactions.
Mr. Dupuy has also served as in-house counsel to Pioneer Investments and Manulife Financial focusing on issues related to registered investment companies, variable products, and corporate governance.
Prior to becoming a lawyer, Mr. Dupuy spent five years working in operations and compliance at Manulife Financial.