Erin Koeppel is an experienced government enforcement lawyer who defends financial services clients and other companies and individuals in government investigations, regulatory or private litigation and corporate internal investigations. Ms. Koeppel regularly represents broker-dealers, investment advisers, investment companies, public companies, boards of directors, corporate officers, accountants and other individuals in governmental investigations and enforcement proceedings brought by the U.S. Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), the U.S. Department of Justice (DOJ), the Federal Deposit Insurance Corporation (FDIC) and other federal and state government agencies. She also has extensive experience handling complex securities and financial services litigation, including class actions, derivative lawsuits and securities arbitrations.
Ms. Koeppel advises clients with respect to investigations or litigation involving:
Her practice also includes counseling clients with respect to corporate governance and compliance matters, as well as drafting compliance policies, procedures and training materials for various companies. Ms. Koeppel also regularly assists clients in responding to regulatory examinations.
Ms. Koeppel is the Washington, D.C. office's pro bono coordinator and is a member of the firm-wide pro bono committee.
Ms. Koeppel’s representative experience includes: